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ACORN FINANCIAL ADVISORY SERVICES, INC.
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ACORN FINANCIAL ADVISORY SERVICES, INC.
(CRD# 116763)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Reston, VA.
The SEC approved the firm to operate as an RIA in
May 2006.
In
Oct 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$760.8 Million,
and has discretion over
4%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ACORN FINANCIAL ADVISORY SERVICES, INC.
also reported in
Oct 2018:
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39
employees,
with
24
performing advisory functions.
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A total of 11 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ACORN FINANCIAL ADVISORY SERVICES, INC. has no disclosure events reported to the SEC at this time.
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ACORN FINANCIAL ADVISORY SERVICES, INC. has Notice Filings with the following State Securities Authorities:
CA-Mar 2014, CO-Mar 2014, DC-Jan 2011, FL-Dec 2013, GA-Dec 2015
, IL-Dec 2015, LA-Mar 2014, MA-Oct 2013, MD-May 2006, NC-Mar 2014
, NJ-Dec 2015, NY-Dec 2015, OH-Dec 2015, PA-Mar 2014, SC-Dec 2015
, TX-Mar 2010, VA-May 2006, WV-Jun 2017
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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