FindingFraud.org


Blog
Contact
Initial
Research

ACCESS WEALTH PLANNING, LLC
ACCESS WEALTH PLANNING, LLC (CRD# 112973) is an SEC-Registered Investment Advisor (RIA), headquartered in Roseland, NJ. The SEC approved the firm to operate as an RIA in Jul 2001. In Aug 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $310.1 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
ACCESS WEALTH PLANNING, LLC also reported in Aug 2018:
  • 13 employees, with 6 performing advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ACCESS WEALTH PLANNING, LLC has no disclosure events reported to the SEC at this time.
 

View ACCESS WEALTH PLANNING, LLC's most recent Form ADV filing
 


ACCESS WEALTH PLANNING, LLC has Notice Filings with the following State Securities Authorities: CA-Jul 2001, CT-Jul 2001, FL-Jul 2001, NJ-Jul 2001, NY-Aug 2001 , PA-Jul 2001, TX-Feb 2016, VA-Feb 2016

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.