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ACCESS WEALTH MANAGEMENT, INC.
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ACCESS WEALTH MANAGEMENT, INC.
(CRD# 281616)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Louisville, KY.
The SEC approved the firm to operate as an RIA in
Oct 2015.
In
Feb 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$139.7 Million,
and has discretion over
91%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
3%
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ACCESS WEALTH MANAGEMENT, INC.
also reported in
Feb 2018:
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6
employees,
with
3
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ACCESS WEALTH MANAGEMENT, INC. has no disclosure events reported to the SEC at this time.
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ACCESS WEALTH MANAGEMENT, INC. has Notice Filings with the following State Securities Authorities:
CA-Oct 2015, FL-Jul 2016, IN-Oct 2015, KY-Oct 2015, NY-Oct 2015
, OH-Oct 2015, TX-Oct 2015
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
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contact FindingFraud.org with questions or concerns.
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