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ACCESS FINANCIAL SERVICES, INC.
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ACCESS FINANCIAL SERVICES, INC.
(CRD# 115361)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Minneapolis, MN.
The SEC approved the firm to operate as an RIA in
Apr 2006.
In
Feb 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$238.3 Million,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ACCESS FINANCIAL SERVICES, INC.
also reported in
Feb 2018:
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8
employees,
with
3
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ACCESS FINANCIAL SERVICES, INC. has no disclosure events reported to the SEC at this time.
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ACCESS FINANCIAL SERVICES, INC. has Notice Filings with the following State Securities Authorities:
CA-Oct 2006, MN-Apr 2006, TX-Oct 2006, WI-Oct 2006
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
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informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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