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ACA/PRUDENT INVESTORS PLANNING CORPORATION
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ACA/PRUDENT INVESTORS PLANNING CORPORATION
(CRD# 47798)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Green Brook, NJ.
The SEC approved the firm to operate as an RIA in
Jun 1999.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$174.7 Million,
and has discretion over
0%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ACA/PRUDENT INVESTORS PLANNING CORPORATION
also reported in
Mar 2018:
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2
employees,
all of whom perform advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ACA/PRUDENT INVESTORS PLANNING CORPORATION has no disclosure events reported to the SEC at this time.
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ACA/PRUDENT INVESTORS PLANNING CORPORATION has Notice Filings with the following State Securities Authorities: <
AZ-Apr 2011, CA-Jul 1999, CT-Feb 2010, FL-Sep 1999, MA-Mar 2013
, MD-Apr 2011, NC-Mar 2001, NE-Mar 2010, NH-Apr 2011, NJ-Sep 1999
, NY-Oct 1999, PA-Apr 2011, TX-Apr 2001, VA-Feb 2010
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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