|
|
|
|
|
|
ABUNDANCE WEALTH COUNSELORS, LLC
|
|
ABUNDANCE WEALTH COUNSELORS, LLC
(CRD# 111740)
is an SEC-Registered Investment Advisor (RIA), headquartered in
State College, PA.
The SEC approved the firm to operate as an RIA in
Jun 2001.
In
Apr 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$576.9 Million,
and has discretion over
94%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
|
|
ABUNDANCE WEALTH COUNSELORS, LLC
also reported in
Apr 2018:
-
13
employees,
with
6
performing advisory functions.
-
No registrations with foreign financial regulatory authorities.
-
NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
ABUNDANCE WEALTH COUNSELORS, LLC has no disclosure events reported to the SEC at this time.
|
|
|
|
|
|
|
|
|
ABUNDANCE WEALTH COUNSELORS, LLC has Notice Filings with the following State Securities Authorities:
CA-Mar 2016, DE-Dec 2014, FL-Nov 2001, MD-Jun 2017, MI-Jun 2017
, NY-Dec 2014, PA-Jun 2001, TX-Jan 2010, VA-Mar 2016
|
|
Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
|
|
|
|
