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ABS INVESTMENT MANAGEMENT
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ABS INVESTMENT MANAGEMENT
(CRD# 127290)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Greenwich, CT.
The SEC approved the firm to operate as an RIA in
Jul 2003.
In
May 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$5.5 Billion,
and has discretion over
85%
of those assets.
Pooled investment vehicles (Private Funds) account for
85%
of RAUM.
Non-US investors represent
64%
.
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ABS INVESTMENT MANAGEMENT
also reported in
May 2018:
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26
employees,
with
11
performing advisory functions.
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Registration with one or more foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ABS INVESTMENT MANAGEMENT has no disclosure events reported to the SEC at this time.
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ABS INVESTMENT MANAGEMENT has Notice Filings with the following State Securities Authorities:
CT-Jan 2009
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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