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ABG RETIREMENT PLAN SERVICES
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ABG RETIREMENT PLAN SERVICES
(CRD# 117678)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Peoria, IL.
The SEC approved the firm to operate as an RIA in
Apr 2002.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$896.5 Million,
and has discretion over
36%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ABG RETIREMENT PLAN SERVICES
also reported in
Mar 2018:
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10
employees,
with
3
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ABG RETIREMENT PLAN SERVICES has no disclosure events reported to the SEC at this time.
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ABG RETIREMENT PLAN SERVICES has Notice Filings with the following State Securities Authorities:
IL-Apr 2005
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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