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ABG CONSULTANTS
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ABG CONSULTANTS
(CRD# 131129)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Salt Lake City, UT.
The SEC approved the firm to operate as an RIA in
Oct 2008.
In
Oct 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$268.6 Million,
and has discretion over
72%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ABG CONSULTANTS
also reported in
Oct 2018:
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5
employees,
all of whom perform advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ABG CONSULTANTS has no disclosure events reported to the SEC at this time.
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ABG CONSULTANTS has Notice Filings with the following State Securities Authorities:
CA-Mar 2012, CO-Mar 2014, TX-Mar 2015, UT-Mar 2012
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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