FindingFraud.org


Blog
Contact
Initial
Research

ABERNATHY GROUP II LLC
ABERNATHY GROUP II LLC (CRD# 152401) is an SEC-Registered Investment Advisor (RIA), headquartered in New York, NY. The SEC approved the firm to operate as an RIA in Apr 2010. In Jun 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $38.9 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 18% of RAUM.   Non-US investors represent 0% .  
 
ABERNATHY GROUP II LLC also reported in Jun 2018:
  • 3 employees, with 1 performing advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ABERNATHY GROUP II LLC has no disclosure events reported to the SEC at this time.
 

View ABERNATHY GROUP II LLC's most recent Form ADV filing
 


ABERNATHY GROUP II LLC has Notice Filings with the following State Securities Authorities: CA-Apr 2011, NY-Mar 2012, OR-Nov 2016, PA-Sep 2014, TX-Mar 2012

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.