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ABERNATHY GROUP II LLC
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ABERNATHY GROUP II LLC
(CRD# 152401)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Apr 2010.
In
Jun 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$38.9 Million,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
18%
of RAUM.
Non-US investors represent
0%
.
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ABERNATHY GROUP II LLC
also reported in
Jun 2018:
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3
employees,
with
1
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ABERNATHY GROUP II LLC has no disclosure events reported to the SEC at this time.
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ABERNATHY GROUP II LLC has Notice Filings with the following State Securities Authorities:
CA-Apr 2011, NY-Mar 2012, OR-Nov 2016, PA-Sep 2014, TX-Mar 2012
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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