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ABERDEEN ASSET MANAGEMENT INC.
ABERDEEN ASSET MANAGEMENT INC. (CRD# 111069) is an SEC-Registered Investment Advisor (RIA), headquartered in Philadelphia, PA. The SEC approved the firm to operate as an RIA in Aug 1995. In May 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $50.9 Billion, and has discretion over 82% of those assets.   Pooled investment vehicles (Private Funds) account for 36% of RAUM.   Non-US investors represent 12% .  
 
ABERDEEN ASSET MANAGEMENT INC. also reported in May 2018:
  • 347 employees, with 81 performing advisory functions.
  • A total of 5 office locations.
  • Registration with one or more foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ABERDEEN ASSET MANAGEMENT INC. has one or more disclosure events currently on file with the SEC.
 

View ABERDEEN ASSET MANAGEMENT INC.'s most recent Form ADV filing
 


ABERDEEN ASSET MANAGEMENT INC. has Notice Filings with the following State Securities Authorities: AK-Dec 2001, AL-Dec 2001, AR-Dec 2001, AZ-Dec 2001, CA-May 2001 , CO-Dec 2001, CT-Feb 2002, DC-Dec 2001, DE-Dec 2001, FL-May 2001 , GA-Dec 2001, HI-Dec 2001, IA-Dec 2001, ID-Dec 2001, IL-Jan 2002 , IN-Dec 2001, KS-Dec 2001, KY-Dec 2001, LA-Dec 2001, MA-Dec 2001 , MD-Dec 2001, ME-Dec 2001, MI-Dec 2001, MN-Dec 2001, MO-Dec 2001 , MS-Dec 2001, MT-Dec 2001, NC-Dec 2001, ND-Dec 2001, NE-Dec 2001 , NH-Dec 2001, NJ-Feb 2002, NM-Dec 2001, NV-Dec 2001, NY-Dec 2001 , OH-Dec 2001, OK-Feb 2002, OR-Dec 2001, PA-Dec 2001, PR-Dec 2001 , RI-Dec 2001, SC-Dec 2001, SD-Dec 2001, TN-Dec 2001, TX-Dec 2001 , UT-Dec 2001, VA-Dec 2001, VT-Dec 2001, WA-Dec 2001, WI-Dec 2001 , WV-Dec 2001, WY-Mar 2018

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.