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ABBOTT CAPITAL MANAGEMENT LLC
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ABBOTT CAPITAL MANAGEMENT LLC
(CRD# 106332)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Sep 1986.
In
Jul 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$8.8 Billion,
and has discretion over
95%
of those assets.
Pooled investment vehicles (Private Funds) account for
45%
of RAUM.
Non-US investors represent
0%
.
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ABBOTT CAPITAL MANAGEMENT LLC
files an umbrella registration with the SEC. The firm also reported in
Jul 2018:
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50
employees,
with
18
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ABBOTT CAPITAL MANAGEMENT LLC has no disclosure events reported to the SEC at this time.
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ABBOTT CAPITAL MANAGEMENT LLC has Notice Filings with the following State Securities Authorities:
MA-Mar 2003, NY-Mar 2003, TX-Jun 2003
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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