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ABARIS FINANCIAL GROUP, LLC
ABARIS FINANCIAL GROUP, LLC (CRD# 116355) is an SEC-Registered Investment Advisor (RIA), headquartered in Concord, MA. The SEC approved the firm to operate as an RIA in Jul 2005. In Mar 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $147.0 Million, and has discretion over 99% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
ABARIS FINANCIAL GROUP, LLC also reported in Mar 2018:
  • 6 employees, with 4 performing advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ABARIS FINANCIAL GROUP, LLC has no disclosure events reported to the SEC at this time.
 

View ABARIS FINANCIAL GROUP, LLC's most recent Form ADV filing
 


ABARIS FINANCIAL GROUP, LLC has Notice Filings with the following State Securities Authorities: CA-Jan 2011, FL-Mar 2017, MA-Jul 2005, NH-Jul 2005, NY-Jan 2011 , PA-Mar 2016, RI-Mar 2016, TX-Mar 2013

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.