AAM (CRD# 109875) is an SEC-Registered Investment Advisor (RIA), headquartered in Chicago, IL. The SEC approved the firm to operate as an RIA in Mar 2001. In Jul 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $19.7 Billion, and has discretion over 97% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 13% .  
AAM also reported in Jul 2018:
  • 48 employees, with 28 performing advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
AAM has no disclosure events reported to the SEC at this time.

View AAM's most recent Form ADV filing

AAM has Notice Filings with the following State Securities Authorities: IL-Mar 2015, MN-Feb 2018

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate. is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact with questions or concerns.