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AAG CAPITAL MARKETS LLC
AAG CAPITAL MARKETS LLC (CRD# 168456) is an SEC-Registered Investment Advisor (RIA), headquartered in Miami, FL. The SEC approved the firm to operate as an RIA in Jan 2014. In Jul 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $1.0 Billion, and has discretion over 80% of those assets.   Pooled investment vehicles (Private Funds) account for 40% of RAUM.   Non-US investors represent 60% .  
 
AAG CAPITAL MARKETS LLC also reported in Jul 2018:
  • 5 employees, with 3 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
AAG CAPITAL MARKETS LLC has no disclosure events reported to the SEC at this time.
 

View AAG CAPITAL MARKETS LLC's most recent Form ADV filing
 


AAG CAPITAL MARKETS LLC has Notice Filings with the following State Securities Authorities: FL-Jan 2014

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.