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AAFCPAS WEALTH MANAGEMENT
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AAFCPAS WEALTH MANAGEMENT
(CRD# 164646)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Westborough, MA.
The SEC approved the firm to operate as an RIA in
Jul 2012.
In
May 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$204.8 Million,
and has discretion over
56%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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AAFCPAS WEALTH MANAGEMENT
also reported in
May 2018:
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8
employees,
with
5
performing advisory functions.
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A total of 3 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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AAFCPAS WEALTH MANAGEMENT has no disclosure events reported to the SEC at this time.
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AAFCPAS WEALTH MANAGEMENT has Notice Filings with the following State Securities Authorities:
MA-Jul 2012, NH-Mar 2013, RI-Mar 2018
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
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contact FindingFraud.org with questions or concerns.
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