FindingFraud.org


Blog
Contact
Initial
Research

747 CAPITAL, LLC
747 CAPITAL, LLC (CRD# 164742) is an SEC-Registered Investment Advisor (RIA), headquartered in New York, NY. The SEC approved the firm to operate as an RIA in Jan 2014. In Feb 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $339.1 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 100% of RAUM.   Non-US investors represent 0% .  
 
747 CAPITAL, LLC also reported in Feb 2018:
  • 9 employees, with 6 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
747 CAPITAL, LLC has no disclosure events reported to the SEC at this time.
 

View 747 CAPITAL, LLC's most recent Form ADV filing
 


747 CAPITAL, LLC has Notice Filings with the following State Securities Authorities: NY-Jan 2014

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.