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7 NORTH FINANCE
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7 NORTH FINANCE
(CRD# 269956)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Miami, FL.
The SEC approved the firm to operate as an RIA in
Jul 2015.
In
Oct 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$283.6 Million,
and has discretion over
96%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
100%
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7 NORTH FINANCE
also reported in
Oct 2018:
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3
employees,
all of whom perform advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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7 NORTH FINANCE has no disclosure events reported to the SEC at this time.
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7 NORTH FINANCE has Notice Filings with the following State Securities Authorities:
FL-Mar 2018
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
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