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5TH STREET ADVISORS, LLC
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5TH STREET ADVISORS, LLC
(CRD# 140165)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Stamford, CT.
The SEC approved the firm to operate as an RIA in
Jun 2007.
In
Apr 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$218.5 Million,
and has discretion over
71%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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5TH STREET ADVISORS, LLC
also reported in
Apr 2018:
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7
employees,
with
6
performing advisory functions.
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A total of 4 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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5TH STREET ADVISORS, LLC has no disclosure events reported to the SEC at this time.
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5TH STREET ADVISORS, LLC has Notice Filings with the following State Securities Authorities:
CA-Sep 2012, CT-Jun 2007, DC-Sep 2017, FL-Mar 2009, IL-Jul 2014
, LA-Mar 2010, NJ-Sep 2015, NY-Jun 2007, TX-Mar 2009, VA-Aug 2015
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The information presented above was gleaned from the SEC
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FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
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contact FindingFraud.org with questions or concerns.
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