FindingFraud.org


Blog
Contact
Initial
Research

5TH STREET ADVISORS, LLC
5TH STREET ADVISORS, LLC (CRD# 140165) is an SEC-Registered Investment Advisor (RIA), headquartered in Stamford, CT. The SEC approved the firm to operate as an RIA in Jun 2007. In Apr 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $218.5 Million, and has discretion over 71% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
5TH STREET ADVISORS, LLC also reported in Apr 2018:
  • 7 employees, with 6 performing advisory functions.
  • A total of 4 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
5TH STREET ADVISORS, LLC has no disclosure events reported to the SEC at this time.
 

View 5TH STREET ADVISORS, LLC's most recent Form ADV filing
 


5TH STREET ADVISORS, LLC has Notice Filings with the following State Securities Authorities: CA-Sep 2012, CT-Jun 2007, DC-Sep 2017, FL-Mar 2009, IL-Jul 2014 , LA-Mar 2010, NJ-Sep 2015, NY-Jun 2007, TX-Mar 2009, VA-Aug 2015

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.