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5T WEALTH, LLC
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5T WEALTH, LLC
(CRD# 112552)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Napa, CA.
The SEC approved the firm to operate as an RIA in
Jul 2003.
In
Sep 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$192.6 Million,
and has discretion over
95%
of those assets.
Pooled investment vehicles (Private Funds) account for
25%
of RAUM.
Non-US investors represent
0%
.
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5T WEALTH, LLC
also reported in
Sep 2018:
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6
employees,
with
2
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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5T WEALTH, LLC has one or more disclosure events currently on file with the SEC.
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5T WEALTH, LLC has Notice Filings with the following State Securities Authorities:
CA-Jul 2003, TX-Jan 2016
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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