5C CAPITAL MANAGEMENT, LLC (CRD# 284213) is an SEC-Registered Investment Advisor (RIA), headquartered in Woodcliff Lake, NJ. The SEC approved the firm to operate as an RIA in Jan 2017. In May 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $242.5 Million, and has discretion over 95% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
5C CAPITAL MANAGEMENT, LLC also reported in May 2018:
  • 5 employees, all of whom perform advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
5C CAPITAL MANAGEMENT, LLC has no disclosure events reported to the SEC at this time.

View 5C CAPITAL MANAGEMENT, LLC's most recent Form ADV filing

5C CAPITAL MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities: CT-Jan 2017, FL-Jan 2017, MA-Jan 2017, NJ-Feb 2017, NY-Jan 2017 , SC-Mar 2018, TX-Mar 2018

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate. is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact with questions or concerns.