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504 FUND ADVISORS, LLC
504 FUND ADVISORS, LLC (CRD# 169663) is an SEC-Registered Investment Advisor (RIA), headquartered in Wilmington, NC. The SEC approved the firm to operate as an RIA in Jan 2015. In Oct 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $49.3 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
504 FUND ADVISORS, LLC also reported in Oct 2018:
  • 4 employees, with 2 performing advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
504 FUND ADVISORS, LLC has no disclosure events reported to the SEC at this time.
 

View 504 FUND ADVISORS, LLC's most recent Form ADV filing
 


504 FUND ADVISORS, LLC has Notice Filings with the following State Securities Authorities: NC-Jan 2015

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.