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4THOUGHT FINANCIAL GROUP INC.
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4THOUGHT FINANCIAL GROUP INC.
(CRD# 162997)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Syosset, NY.
The SEC approved the firm to operate as an RIA in
Apr 2012.
In
Jan 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$98.5 Million,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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4THOUGHT FINANCIAL GROUP INC.
also reported in
Jan 2018:
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9
employees,
with
8
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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4THOUGHT FINANCIAL GROUP INC. has no disclosure events reported to the SEC at this time.
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4THOUGHT FINANCIAL GROUP INC. has Notice Filings with the following State Securities Authorities:
CA-Apr 2012, CT-Apr 2012, FL-Apr 2012, MA-Apr 2012, NJ-Apr 2012
, NY-Apr 2012
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FindingFraud.org is presenting this data for
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