4THOUGHT FINANCIAL GROUP INC. (CRD# 162997) is an SEC-Registered Investment Advisor (RIA), headquartered in Syosset, NY. The SEC approved the firm to operate as an RIA in Apr 2012. In Jan 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $98.5 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
4THOUGHT FINANCIAL GROUP INC. also reported in Jan 2018:
  • 9 employees, with 8 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
4THOUGHT FINANCIAL GROUP INC. has no disclosure events reported to the SEC at this time.

View 4THOUGHT FINANCIAL GROUP INC.'s most recent Form ADV filing

4THOUGHT FINANCIAL GROUP INC. has Notice Filings with the following State Securities Authorities: CA-Apr 2012, CT-Apr 2012, FL-Apr 2012, MA-Apr 2012, NJ-Apr 2012 , NY-Apr 2012

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