40/86 ADVISORS, INC. (CRD# 107740) is an SEC-Registered Investment Advisor (RIA), headquartered in Carmel, IN. The SEC approved the firm to operate as an RIA in Oct 1982. In May 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $28.5 Billion, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 5% of RAUM.   Non-US investors represent 5% .  
40/86 ADVISORS, INC. files an umbrella registration with the SEC. The firm also reported in May 2018:
  • 75 employees, all of whom perform advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
40/86 ADVISORS, INC. has no disclosure events reported to the SEC at this time.

View 40/86 ADVISORS, INC.'s most recent Form ADV filing

40/86 ADVISORS, INC. has Notice Filings with the following State Securities Authorities: IN-Mar 2009

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