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401K MASTERS, LLC
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401K MASTERS, LLC
(CRD# 174735)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Lafayette, CA.
The SEC approved the firm to operate as an RIA in
Feb 2015.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$6.4 Million,
and has discretion over
0%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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401K MASTERS, LLC
also reported in
Mar 2018:
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2
employees,
all of whom perform advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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401K MASTERS, LLC has no disclosure events reported to the SEC at this time.
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401K MASTERS, LLC has Notice Filings with the following State Securities Authorities:
CA-Feb 2015, NY-Mar 2016
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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