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400 CAPITAL MANAGEMENT LLC
400 CAPITAL MANAGEMENT LLC (CRD# 160089) is an SEC-Registered Investment Advisor (RIA), headquartered in New York, NY. The SEC approved the firm to operate as an RIA in Mar 2012. In Aug 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $4.2 Billion, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 87% of RAUM.   Non-US investors represent 21% .  
 
400 CAPITAL MANAGEMENT LLC files an umbrella registration with the SEC. The firm also reported in Aug 2018:
  • 37 employees, with 19 performing advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
400 CAPITAL MANAGEMENT LLC has no disclosure events reported to the SEC at this time.
 

View 400 CAPITAL MANAGEMENT LLC's most recent Form ADV filing
 


400 CAPITAL MANAGEMENT LLC has No Notice Filings with State Securities Authorities.

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.