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3D ASSET MANAGEMENT, INC.
3D ASSET MANAGEMENT, INC. (CRD# 139595) is an SEC-Registered Investment Advisor (RIA), headquartered in Hartford, CT. The SEC approved the firm to operate as an RIA in Oct 2007. In Mar 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $577.1 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
3D ASSET MANAGEMENT, INC. also reported in Mar 2018:
  • 15 employees, with 8 performing advisory functions.
  • A total of 4 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
3D ASSET MANAGEMENT, INC. has no disclosure events reported to the SEC at this time.
 

View 3D ASSET MANAGEMENT, INC.'s most recent Form ADV filing
 


3D ASSET MANAGEMENT, INC. has Notice Filings with the following State Securities Authorities: AL-Sep 2010, AZ-Jun 2009, CA-Aug 2009, CT-Sep 2007, FL-Oct 2007 , GA-Jun 2011, HI-Jul 2010, IA-May 2015, IL-Sep 2007, IN-May 2015 , KY-Jan 2010, MA-Sep 2007, MD-Aug 2009, ME-Feb 2011, MI-Sep 2007 , MN-Sep 2008, MO-May 2008, NC-May 2008, NH-Aug 2008, NJ-Oct 2007 , NM-Mar 2017, NY-Oct 2007, OH-Aug 2009, OR-Jul 2009, PA-Sep 2007 , RI-Sep 2007, SC-Mar 2014, SD-Mar 2014, TN-Feb 2011, TX-Sep 2007 , VA-Nov 2008, VT-Sep 2007, WA-Mar 2009, WI-Feb 2009

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.