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361 CAPITAL LLC
361 CAPITAL LLC (CRD# 118203) is an SEC-Registered Investment Advisor (RIA), headquartered in Denver, CO. The SEC approved the firm to operate as an RIA in Jan 2002. In Oct 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $1.5 Billion, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 14% of RAUM.   Non-US investors represent 0% .  
 
361 CAPITAL LLC also reported in Oct 2018:
  • 33 employees, with 7 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
361 CAPITAL LLC has no disclosure events reported to the SEC at this time.
 

View 361 CAPITAL LLC's most recent Form ADV filing
 


361 CAPITAL LLC has Notice Filings with the following State Securities Authorities: AK-Nov 2016, AZ-Mar 2017, CA-Nov 2016, CO-Jan 2002, CT-Nov 2016 , FL-Nov 2016, GA-Nov 2016, IL-Nov 2016, KS-Nov 2016, MI-Nov 2016 , MN-Nov 2016, NE-Nov 2016, NJ-Dec 2016, NY-Nov 2016, OH-Nov 2016 , TX-Nov 2016, WA-Nov 2016

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.