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361 CAPITAL LLC
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361 CAPITAL LLC
(CRD# 118203)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Denver, CO.
The SEC approved the firm to operate as an RIA in
Jan 2002.
In
Oct 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$1.5 Billion,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
14%
of RAUM.
Non-US investors represent
0%
.
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361 CAPITAL LLC
also reported in
Oct 2018:
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33
employees,
with
7
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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361 CAPITAL LLC has no disclosure events reported to the SEC at this time.
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361 CAPITAL LLC has Notice Filings with the following State Securities Authorities:
AK-Nov 2016, AZ-Mar 2017, CA-Nov 2016, CO-Jan 2002, CT-Nov 2016
, FL-Nov 2016, GA-Nov 2016, IL-Nov 2016, KS-Nov 2016, MI-Nov 2016
, MN-Nov 2016, NE-Nov 2016, NJ-Dec 2016, NY-Nov 2016, OH-Nov 2016
, TX-Nov 2016, WA-Nov 2016
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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