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1ST GLOBAL ADVISORS INC
1ST GLOBAL ADVISORS INC (CRD# 111133) is an SEC-Registered Investment Advisor (RIA), headquartered in Dallas, TX. The SEC approved the firm to operate as an RIA in May 1992. In Sep 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $10.0 Billion, and has discretion over 73% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 1% .  
 
1ST GLOBAL ADVISORS INC also reported in Sep 2018:
  • 1,049 employees, all of whom perform advisory functions.
  • A total of 437 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
1ST GLOBAL ADVISORS INC has one or more disclosure events currently on file with the SEC.
 

View 1ST GLOBAL ADVISORS INC's most recent Form ADV filing
 


1ST GLOBAL ADVISORS INC has Notice Filings with the following State Securities Authorities: AK-May 1998, AL-Apr 1998, AR-Apr 1998, AZ-Aug 1994, CA-Jan 1994 , CO-Jan 1999, CT-Nov 1997, DC-Apr 1998, DE-Apr 2003, FL-Jan 1995 , GA-Mar 1998, HI-Apr 1998, IA-Jan 1999, ID-Apr 1998, IL-Jun 1994 , IN-Jan 1998, KS-Jun 1994, KY-Nov 1994, LA-Sep 2001, MA-May 1995 , MD-Feb 1993, ME-Mar 1997, MI-Jan 1998, MN-Sep 1994, MO-Mar 1998 , MS-Apr 2001, MT-Mar 1997, NC-Apr 2001, ND-Nov 1999, NE-Sep 1997 , NH-Apr 1998, NJ-Aug 1993, NM-May 1996, NV-Mar 1998, NY-Mar 1998 , OH-Jan 2000, OK-Jan 1998, OR-May 1998, PA-Oct 1994, RI-Feb 1998 , SC-Mar 1998, SD-Dec 1997, TN-Mar 1998, TX-Jun 1992, UT-Apr 1998 , VA-Jun 1995, VI-Sep 2014, VT-May 1998, WA-May 1998, WI-Jun 1994 , WV-May 1998, WY-Sep 2017

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.