FindingFraud.org


Blog
Contact
Initial
Research

1914 ADVISORS
1914 ADVISORS (CRD# 100) is an SEC-Registered Investment Advisor (RIA), headquartered in West Conshohocken, PA. The SEC approved the firm to operate as an RIA in Aug 2007. In Aug 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $684.8 Million, and has discretion over 74% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
1914 ADVISORS also reported in Aug 2018:
  • 50 employees, with 29 performing advisory functions.
  • A total of 8 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
1914 ADVISORS has no disclosure events reported to the SEC at this time.
 

View 1914 ADVISORS's most recent Form ADV filing
 


1914 ADVISORS has Notice Filings with the following State Securities Authorities: AK-May 2008, AL-Sep 2007, AR-May 2008, AZ-Oct 2007, CA-Sep 2007 , CO-Feb 2008, CT-May 2008, DC-May 2008, DE-Oct 2007, FL-Sep 2007 , GA-May 2008, HI-Sep 2007, IA-May 2008, ID-May 2008, IL-Sep 2007 , IN-May 2008, KS-May 2008, KY-May 2008, LA-May 2008, MA-Sep 2007 , MD-May 2008, ME-May 2008, MI-May 2008, MN-May 2008, MO-May 2008 , MS-May 2008, MT-May 2008, NC-May 2008, ND-May 2008, NE-Sep 2007 , NH-May 2008, NJ-Aug 2007, NM-May 2008, NV-May 2008, NY-Oct 2007 , OH-May 2008, OK-May 2008, OR-May 2008, PA-Aug 2007, PR-May 2008 , RI-May 2008, SC-May 2008, SD-May 2008, TN-May 2008, TX-May 2008 , UT-May 2008, VA-May 2008, VI-May 2008, VT-May 2008, WA-Sep 2007 , WI-May 2008, WV-May 2008, WY-Mar 2018

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.