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1207 CAPITAL GROUP, LLC
1207 CAPITAL GROUP, LLC (CRD# 162611) is an SEC-Registered Investment Advisor (RIA), headquartered in Chicago, IL. The SEC approved the firm to operate as an RIA in Jun 2012. In Oct 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $149.9 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 100% of RAUM.   Non-US investors represent 0% .  
 
1207 CAPITAL GROUP, LLC also reported in Oct 2018:
  • 5 employees, with 4 performing advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
1207 CAPITAL GROUP, LLC has no disclosure events reported to the SEC at this time.
 

View 1207 CAPITAL GROUP, LLC's most recent Form ADV filing
 


1207 CAPITAL GROUP, LLC has Notice Filings with the following State Securities Authorities: IL-Jun 2012, NM-Nov 2012

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.