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10141925 CANADA INC.
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10141925 CANADA INC.
(CRD# 297648)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Toronto, Ontario, Canada.
The SEC approved the firm to operate as an RIA in
Aug 2018.
In
Jul 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$24.1 Million,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
100%
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10141925 CANADA INC.
also reported in
Jul 2018:
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3
employees,
with
1
performing advisory functions.
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A total of 2 office locations.
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Registration with one or more foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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10141925 CANADA INC. has no disclosure events reported to the SEC at this time.
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10141925 CANADA INC. has No Notice Filings with State Securities Authorities.
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
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contact FindingFraud.org with questions or concerns.
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